APLS 201

“A Republic, If You Can Keep It:” Principles and the Many Paradoxes of American Government

 

Robert E. Botsch, Professor of Political Science, USC Aiken

Copyright 2008-9

A free Web-based text for USC Aiken American Government Students

 

Chapter 1. Introduction

 

pdf version

 

 

Chapter 2. The Constitution

 

pdf version

 

 

Chapter 3. The Legislative Branch

 

pdf version

 

 

Chapter 4. The Executive

 

pdf version

 

 

Chapter 5. Bureaucracy

 

pdf version

 

 

Chapter 6. The Judicial Branch

 

pdf version

 

 

Chapter 7. Federalism

 

pdf version

 

 

Chapter 8. Civil Liberties and Civil Rights

 

pdf version

 

 

Chapter 9. Interest Groups

 

pdf version

 

 

Chapter 10. Political Parties and Elections

 

pdf version

 

 

Chapter 11. Public Opinion, Socialization, and the Media + Afterword

pdf version

 

 

       

The assembly room in Independence Hall, Philadelphia, where the Declaration of Independence was signed and the constitutional convention was held, with George Washington’s chair facing the seats for the delegates. Courtesy of Wikimedia Commons.

Text Information

This text was made possible by a grant from USCA and is solely for the use of USCA students. At some later date MP3 audio files of each chapter will be available. Below is a detailed outline of the text. To view each chapter for either reading or printing, click on the chapter headings in the frame to the left. The “pdf” versions of each chapter allow you to do searches for words or phrases. If you want to print the chapters, the pdf versions will take less paper because they are in ten point font.

Please email any errors, corrections, or comments to bobb@usca.edu. All corrections and comments are welcome!   Bob Botsch

Dedication

For Carol Botsch, whose meticulous editing and excellent suggestions greatly improved this text, and for the thousands of USC Aiken American Government students who have asked me thought-provoking questions over the many years.

 

Detailed Text Outline

5/16/2008

 

 

  Chapter 1. Introduction

 

I. Purposes of this e-text

 

II. Some basic terms and ideas

 

A. Republics and democracies

 

B. Politics and power

 

C. Government 

 

D. Ideology and party

 

E. Federalism

 

III. Plan of the Text

 

 

  Chapter 2. The Constitution: An Overview

 

I. The Paradoxical American Constitution

 

II. The Nature of Constitutions

 

III. The Articles of Confederation

 

IV. The Constitutional Convention

 

            A. Preliminary events

 

            B. The Founders–-Who They Were and Their Motivations

           

V. The Battle Over Ratification–-Our Unconstitutional Constitution?

 

VI. The Structure of the Constitution

 

            A. Preamble, Articles, Sections, and Amendments

 

            B. Overview of Articles

 

            C. Process for Amendment

 

VII. Compromises and Conflicts in the Constitution—A Document with Many Paradoxes

 

            A. Representation–-The Great or Connecticut Compromise

 

            B. Slicing and Dicing Power–-Separation of Powers and Checks and Balances

 

            C. Enslavement–-A Conflict Postponed

 

            D. Electing the President–-The Electoral College

 

            E. Federalism–-Postponing More Conflicts

 

            F. Elections–-Ducking a Conflict and Deferring to the States

 

            G. Popular Rule–-The Need for Popular Support for a System that Limited Popular Rule

 

VIII. The Enduring Problem of Interpretation in a Clearly Unclear Constitution

 

            A. Differing Philosophies on Interpretation: Living Constitution, Original Intent, Strict Narrow Construction and Loose Construction, Judicial Activism and Restraint

 

            B. Inevitability of Interpretation

 

            C. Who Should Do the Interpreting?

 

 

  Chapter 3. The Legislative Branch: The People’s Branch that the People Hate

  

I. What you know about and what you like about Congress—not much

 

II. The Legislative Branch as laid out in the Constitution

 

III. The Evolution of Congress: from part-time citizen legislators to full-time career professionals

 

IV. Paradoxical Views of Congress Today: “Throw the bums out” and high re-election rates

 

            A. Job approval ratings of Congress – how low can they go?

 

            B. Who gets elected and why they usually stay a long time

 

V. The Conflicting Functions of Congress

 

            A. Representation

 

            B. Policy-making

 

            C. Other related functions: oversight and deliberation

 

VI. The Organization of Congress

 

VII. Differences between the House and the Senate

 

VIII. The obstacle course of legislation

 

A. Introduction

 

B. Committee and Subcommittees

 

C. The Rules Committee in the House and Unanimous Consent Agreements in the Senate

 

 

D. Floor action

 

E. Conference Committees

 

F. Presidential options, vetoes and overrides

 

G. Evaluation—slow going just as the founders intended

 

             IX. Policy Implications—Energy Policy

 

 

  Chapter 4. The Executive: The All-Powerful Weakling

 

I. Introduction—your image of the president and the paradox of the presidential power trap

 

II. Constitutional Foundation—invitation to a power struggle

 

III. Historical evolution—increasing power and expectations

 

            A. George Washington—respect and limited tenure

 

            B. Thomas Jefferson—party pioneer

 

            C. Andrew Jackson—popularizer

 

            D. Abraham Lincoln—emergency powers

 

            E. Theodore Roosevelt—speechmaking and stewardship theory

 

            F. Woodrow Wilson—the world leader

 

            G. Franklin Roosevelt—new expectations, the personal savior

 

            H. John Kennedy—the televised president

           

            I. Lyndon Johnson and Richard Nixon—over-extended imperial presidents

 

J. Gerald Ford and Jimmy Carter—downsized presidents

 

K. Ronald Reagan—the optimistic insulated president

 

IV. Presidential Powers

 

A. Formal—presidential roles

 

            1. Chief executive

 

                        2. Chief legislator

 

                        3. Commander-in-chief

 

                        4. Chief negotiator

 

                        5. Head of state--symbolic leader

 

B. Informal—the power to persuade

 

                                    1. Molder of public opinion

 

                        2. Party leader

 

V. Checks on presidential power

 

            A. The Other two Branches

 

            B. The Media

 

            C. Partisanship and Rivals

 

            D. Public Opinion and Interest Groups

 

            E. Limited tenure – the “lame duck” president

 

            F. The Federal Bureaucracy

 

VI. Getting good help

 

A. The EOP—a Bureaucracy to Manage the Bureaucracy

 

B. How Presidents Organize their Staff

 

            1. Chief of staff Model

 

            2. Hub and Wheel Model

 

            3. Hybrid Models

 

VII. Vice presidents—Growing Importance

 

VIII. The Future of the Chief Executive—Resolving the Paradox of the Presidential Power trap—Lowering Expectations?

 

 

  Chapter 5. Bureaucracy: The Dual Demands for Equal and Unequal Treatment, for   Political Responsiveness and Political Neutrality

 

I. Introduction: the Conflicting Demands We Make on Bureaucracy

 

            A. The Paradox of Equality and Individual Treatment

 

            B. The Paradox of Political Responsiveness and Political Neutrality

 

II. Constitutional Basis for Bureaucracy and Conflicts Over Control of Bureaucracy

 

III. Defining Characteristics of Bureaucracy

 

            A. Hierarchical Structure

 

            B. Specialization

 

            C. Rules and Regulations—“Red Tape”

 

IV. The Evolution of Bureaucracy—From a Few Clerks to Spoils to Civil Service

 

V. Size and Growth of Government Bureaucracy

 

            A. Growth Patterns

 

            B. Reasons for Bureaucratic Growth

 

VI. Structure of the Bureaucracy at the National Level

 

            A. Cabinet Level Departments

 

            B. Executive Branch Agencies

 

            C. Regulatory Agencies

 

            D. Government Corporations

 

VII. The Fourth Branch?

 

VIII. Policy Implications—Economic Policy

 

A. Fiscal Policy—Congress and the President

 

B. Monetary Policy—The Fed

 

C. Where You Stand on Economic Policy Depends on Where You Sit

 

D. Economic Policy and the Evolution of Bureaucracy

 

 

  Chapter 6. The Judicial Branch: The Highly Political Non-political Courts

 

I. Introduction

 

II. The Constitutional Foundation for the Federal Court System—Not Much

 

            A. Judicial Independence

 

            B. Jurisdiction of the Federal Courts

 

            C. Treason

 

            D. Size of the Supreme Court—One of Many Things Left Out

 

III. Growth of the Federal Court System—Structure and Relationship to State Courts

 

IV. Powers—Judicial Review

 

V. Caseload in Federal and State Courts and the Judicial Calendar

 

VI. Selection of Justices and Judges—More Politics

 

VII. How the Supreme Court Decides Cases

 

            A. Apply the Constitution—If Only that Easy!

 

            B. Precedent—“Stare Decisis”

 

            C. Political Predisposition—Judicial Baggage

 

            D. Process—Room for Influence and Persuasion

 

VIII. Conclusion—A Nation of Laws AND People

 

 

  Chapter 7. Federalism: If Everyone Is Responsible, Is No One Responsible?

 

I. Introduction: The Paradox of Who Is Responsible For What

 

II. The Constitutional Foundations of Federalism

 

III. Early Federalism–-State-Centered Federalism

 

            A. McCulloch v. Maryland (1809)–-the “Elastic Clause” and National Power

 

B. Gibbons v. Ogden (1824)

 

C. State Resistance—Interposition and Nullification

 

IV. Secession and Reconstruction: The End of State Centered Federalism?

 

V. The Late 1800s: Twilight Zone Federalism When No One Was Responsible, Except the Very Rich

 

VI. The Growth of Nation-Centered Federalism

 

            A. Teddy Roosevelt and the Progressives

 

B. Franklin Roosevelt and the New Deal

 

C. Civil Rights and Johnson’s Great Society 

 

VII. Cooperative Federalism: Shared and Mixed Responsibilities

 

            A. Grants

 

            B. Reducing the Regulations—Revenue Sharing and Block Grants

 

C. Evaluation

 

VIII. Devolution: Shifting More Responsibilities Back to the States

 

IX. Local governments

 

X. Forces and Factors that Shape the Balance in Who is Responsible for What

 

            A. The Three Branches of the National Government

 

            B. State and Local Governments—Government Interest Groups

 

            C. Political Parties

 

            D. The Economic Environment

 

E. Citizen Interest Groups

 

F. Citizens and Public Opinion

 

 

XI. Conclusion

 

A. Arguments For and Against Federalism

 

B. Reconsideration of the Paradox of Who is Responsible for What

 

 

  Chapter 8. Civil Liberties and Civil Rights: Constitutional Rights and Liberties That May Not Be Constitutionally Protected

 

I. Introduction: The Paradox of Our Constitutional Rights and Liberties

 

II. Review of Rights and Liberties in the Constitution

 

III. Incorporation of the Bill of Rights to Apply to the States

 

            A. Barron’s Worthless Waterless Wharf (Barron v. Baltimore, 1833) 

 

            B. Passage of the Fourteenth Amendment—Incorporation: does it apply the Bill of Rights to the states?

           

            C. Palko v. Connecticut (1937)—Is Your Life Essential for Liberty?

 

            D. Selective Incorporation—Almost There, But Not Quite

 

 

IV. Some Key Areas of Rights and Liberties

 

            A. First Amendment Rights and Liberties

 

            B. Second Amendment—the Right to Bear Arms, Individual or Collective?

 

C. Criminal Justice and Rights of the Accused—Amendments IV, V, VI, and VIII

           

            D. Ninth Amendment—Other Rights “Retained by the People”

 

            E. Civil Rights of Groups—Individualism Promotes and Limits Civil Rights

 

 

  Chapter 9. Interest Groups: The Paradox of Factions, Control by Letting them Multiply

 

I. Introduction—They’re Everywhere!

 

A. Importance

 

B. Ambivalent Feelings

 

C. Different Kinds of Groups

 

II. The Problem of Factions—Federalist Number 10

 

            A. Definition and Danger of Factions

 

            B. A Necessary Evil Flowing from Freedom

 

            C. Advantages of a Democratic Republic in Controlling Dangers--Pluralism

 

            D. Evaluation of the Argument

 

III. Tactics

 

            A. Lobbying--Many Pressure Points in the System  (triangle relationships)

 

            B. Political Campaigns

 

            C. Public Opinion—“Grassroots Lobbying”

 

            D. Corruption

 

IV. Relative Power of Interest Groups

 

            A. Size

 

            B. Unity

 

            C. Money

 

            D. Information

 

E. Offense or Defense

 

            F. Leadership           

 

G. Public Image

 

V. Evaluation—the Dangers of Pluralism

 

 

 

  Chapter 10. Political Parties and Elections: Good Citizens Acting Irrationally

 

I. The Logic of Voting—An Irrational Activity

 

II. Elections Without Political Parties?

 

            A. Complaints About Parties

 

            B. What Parties Are and How They Differ from Interest Groups

 

C. Why Political Parties Are Necessary 

 

III. A Brief History of American Political Parties

 

            A. The Creation of American Political Parties: Federalists and Jeffersonians

 

            B. The Second Party System: Whigs and Democrats

 

            C. The Third Party System: Republicans and Democrats

 

            D. Realignments in the Third Party System

 

            E. Future Changes?

 

IV. The Organization of Political Parties—Three Part Structure

 

            A. Party Organization

 

            B. Elected Officials

 

            C. Voters

 

V. Why We Have a Two Party System

 

            A. Tradition?

           

            B. Two Sides to Issues?

 

            C. Rules? Plurality Winner-take-all Elections

 

VI. Third Parties: Splinter Protest Parties and Ideological Parties

 

VII. Voting and Election Rules

 

            A. Local, State, and National Elections—Turnout    

 

            B. Primaries—Different Types

 

            C. The Electoral College

 

            D. Campaign Finance

 

            E. How People Make Voting Decisions

 

VIII. Policy Implications

 

            A. Cycles in the Public Mood—Change and Stability

 

            B. Policy Mandates

 

IX. Should You Vote?

 

 

  Chapter 11. Public Opinion, Socialization, and the Media: Learning to be Ignorant

 

I. Getting Personal—How You Learned and Didn’t Learn About Politics

 

            A. Focus on You

 

            B. The Difficulty of Knowing

 

C. Anti-Political Culture

 

            D. Chapter Topics

 

II. Public Opinion—Learning About How Others Feel

 

            A. Pervasive Polls

 

            B. Judging and Understanding Polls and Surveys

 

            C. The Paradox of American Opinion on Services and Taxes—A Look at the Federal Budget, Deficits, and the National Debt

 

 

III. Political Socialization—Picking Up Identifications and Opinions

 

            A. Early Childhood—Parents

 

            B. Youth—Schools, Peers, and Group Influence

 

            C. Adulthood—Media and Groups

 

IV. The Media—Our Windows to the World

           

            A. Short History of the Media—From Word of Mouth to the Web

 

            B. Media Bias

 

V. Policy Implications

 

            A. Environment and Global Warming

 

            B. Foreign  and Defense Policy

 

Afterword